Luna Innovations Incorporated
Luna Innovations Incorporated
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  Frequently Asked Questions
When did Luna Innovations go public?
What is the stock symbol?
What was the initial offering price of the stock?
Who were the underwriters?
How many shares of common stock are outstanding?
Does the company have an employee stock option program?
Does the company offer an Employee Stock Purchase Plan?
When is your annual shareholders' meeting?
How can I purchase shares of Luna Innovations stock?
Do you offer a direct stock purchase program?
What is your CUSIP number?
Does the company pay a dividend?
Who are your independent auditors?
Who is your outside corporate counsel?
Who is your transfer agent?
How can I add or change information on my stock certificate?
When do you issue your quarterly financial news releases?
When was Luna Innovations founded, and in what state were you incorporated?
What does Luna Innovations do?
What is your fiscal year?
Who are your key management team members?
How many employees do you have?
Where are your headquarters?
How many offices do you have?
Who is on your board of directors?
How do I contact the investor relations department if I have a question?
Who should I contact if I want to report a corporate governance issue or concerns regarding violations of Luna's business conduct or ethics?
When did Luna Innovations go public?
  Shares of Luna Innovations' common stock began trading on the Nasdaq Global Market on June 2, 2006.
What is the stock symbol?
  The company's stock trades on the Nasdaq Global Market under the stock symbol "LUNA."
What was the initial offering price of the stock?
  The offering price was $6.00.
Who were the underwriters?
  The lead manager of the offering was ThinkEquity Partners LLC. WR Hambrecht + Co, LLC and Merriman Curhan Ford & Co. served as co-managers for the offering.
How many shares of common stock are outstanding?
  There are 11.3 million shares of common stock issued and outstanding.
Does the company have an employee stock option program?
  Our 2006 Equity Incentive Plan provides for the grant of incentive stock options and other equity-based awards to our directors, employees and consultants.
Does the company offer an Employee Stock Purchase Plan?
  We do not currently provide the right for employees to purchase shares under an Employee Stock Purchase Plan.
When is your annual shareholders' meeting?
  Luna Innovations last shareholders meeting occurred on Tuesday May 24, 2011. Future meetings will be posted on the Investors Calendar, here
How can I purchase shares of Luna Innovations stock?
  Subsequent to the initial public offering, all major investment companies, including those with online services, should be trading our stock.
Do you offer a direct stock purchase program?
  No, but you can contact a stockbroker or one of the on-line investment firms.
What is your CUSIP number?
  Our CUSIP number is 550351 10 0.
Does the company pay a dividend?
  No, we do not currently pay a dividend on our common stock.
Who are your independent auditors?
  Our auditors are Grant Thornton, McLean, VA
Who is your outside corporate counsel?
  Our corporate counsel is Cooley LLP, Reston, VA
Who is your transfer agent?
  American Stock Transfer & Trust Company
How can I add or change information on my stock certificate?
  You should contact our transfer agent:

American Stock Transfer & Trust Company
6201 - 15th Avenue
Brooklyn, NY 11219
Phone: 1.718.921.8217
Fax: 1.718.236.4588
When do you issue your quarterly financial news releases?
  Releases will generally be issued within 45 days following the close of each interim quarter and within 75 days following the close of the year.
When was Luna Innovations founded, and in what state were you incorporated?
  We were founded in July 1990 and re-incorporated as a Delaware corporation in April 2003. For more details, see Company History
What does Luna Innovations do?
  Luna Innovations develops and manufactures new-generation products for the healthcare, telecommunications, energy and defense markets. Our products are used to measure, monitor, protect and improve critical processes in the markets we serve. Through its disciplined commercialization business model, Luna has become a recognized leader in transitioning science to solutions. See more details in our Corporate Profile
What is your fiscal year?
  The company's fiscal year ends December 31.
Who are your key management team members?
  Click here to view a list of Luna Innovations' key management team members.
How many employees do you have?
  employees 199 as of June 22, 2011
Where are your headquarters?
  Luna Innovations is headquartered in Roanoke, Virginia. The telephone number is 1.540.769.8400.
How many offices do you have?
  Facilities exist in Roanoke, Blacksburg, Charlottesville, and Danville, Virginia.
Who is on your board of directors?
  Click here to view a list of Luna Innovations' Board of Directors.
How do I contact the investor relations department if I have a question?
  You can send an email to IR@lunainnovations.com or call corporate headquarters at 1.540.769.8400.
Who should I contact if I want to report a corporate governance issue or concerns regarding violations of Luna's business conduct or ethics?
  To contact our Board of Directors or one of its committees, please e-mail our Corporate Secretary at governance@lunainnovations.com. The Corporate Secretary will ensure that e-mails are brought to the attention of the appropriate Director or Committee of our Board of Directors.

Concerns or complaints about Luna Innovations' accounting, internal accounting controls or audit-related matters may be submitted anonymously and confidentially to the Audit Committee of our Board of Directors via the Luna Innovations Corporate Governance Hotline at 1.800.503.1833.

You can also use the Luna Innovations Corporate Governance Hotline to report problems or concerns regarding violations or potential violations of Luna Innovations business conduct or ethics to the Nominating and Governance Committee of our Board of Directors.